Marc L. Fischbein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc L Fischbein, who also goes by Marc Lawrence Fischbain, Marc Lawrence Fischbein, was a registered financial professional .
Marc is a previously registered financial professional and started their career in finance in 1989. Marc had worked at 22 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 20, 2015 - June 8, 2015
MOTIF
September 26, 2014 - November 12, 2014
GATOR CAPITAL MANAGEMENT, LLC
August 8, 2014 - October 23, 2014
ARBOR COURT CAPITAL, LLC
October 9, 2012 - May 24, 2013
INTERNATIONAL ASSETS ADVISORY, LLC
September 2, 2011 - December 31, 2011
PFS INVESTMENTS INC.
June 5, 2008 - December 20, 2010
BEST DIRECT SECURITIES, LLC
May 4, 2005 - June 1, 2006
TCADVISORS NETWORK INC.
August 31, 2004 - May 24, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 30, 2004 - May 24, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 8, 2004 - September 8, 2004
TD AMERITRADE CLEARING, INC.
October 7, 2002 - July 7, 2003
MLF CAPITAL MANAGEMENT
June 2, 1995 - July 11, 2002
TD AMERITRADE, INC.
February 24, 1994 - July 15, 1994
H.J. MEYERS & CO., INC.
July 7, 1993 - September 16, 1993
CORTLANDT CAPITAL CORPORATION
June 10, 1993 - August 18, 1993
THE STAMFORD COMPANY, INC.
November 3, 1992 - June 17, 1993
THE ADVISORS GROUP, INC.
June 3, 1992 - October 16, 1992
LCP CAPITAL CORP.
May 14, 1992 - June 11, 1992
ADVEST, INC.
April 16, 1992 - May 1, 1992
H.J. MEYERS & CO., INC.
January 6, 1992 - April 22, 1992
BERKELEY SECURITIES CORPORATION
April 10, 1991 - January 3, 1992
CITISTREET EQUITIES LLC
January 12, 1990 - June 29, 1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
January 12, 1990 - June 29, 1990
PRUCO SECURITIES, LLC.
July 25, 1989 - October 7, 1989
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MOTIF
CRD#: 155731 / SEC#: , 8-68736
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FOUNDATION CAPITAL VI LP | OWNER | |
| IGNITION VENTURE PARTNERS IV, L.P. | OWNER | |
| MOTIF INVESTING, INC.(FORMERLY FUNDDNA, INC.) EQUITY INCENTIVE PLAN | OWNER | |
| NORWEST VENTURE PARTNERS XI L.P. | OWNER | |
| RENREN LIANHE HOLDINGS | OWNER | |
| ALVAREZ, ENRIQUE | FINOP | 4622342 |
| BALDERTON CAPITAL | OWNER | 160323 |
| CUADRADO, EMMA YVETTE | TRUSTEE | 6387480 |
| DANIEL V. TIERNEY 2011 TRUST | OWNER | |
| FLYNN, JOHN R | TRUSTEE | 6362712 |
| HILALY, TARIQ ALI | OWNER | |
| IGNITION MANAGING DIRECTORS FUND IV, LLC | OWNER | |
| SALVADOR, ROBERT JOSEPH | CEO, CCO / EXECUTIVE REPRESENTATIVE | 1947923 |
Disclosures
| Arbitration | 1 |
Red Flags
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