John R. Longo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Robert Longo was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1987. John had worked at 8 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2014 - February 24, 2015
TJM INVESTMENTS, LLC
January 15, 2014 - September 18, 2014
BGC FINANCIAL, L.P.
April 4, 2011 - March 21, 2012
COWEN AND COMPANY
July 9, 2008 - December 17, 2010
OPPENHEIMER & CO. INC.
December 3, 2002 - July 14, 2008
BANC OF AMERICA SECURITIES LLC
May 1, 2001 - October 16, 2002
J.P. MORGAN SECURITIES INC.
June 21, 2000 - May 1, 2001
JPMSI
November 25, 1987 - June 22, 1988
FIRST MONTAUK SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TJM INVESTMENTS, LLC
CRD#: 46300 / SEC#: , 8-51370
Contact information
FINRA licenses (34 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TJM HOLDINGS, LLC | HOLDING COMPANY | |
| BEITLER, STEVE ALLEN | CHIEF EXECUTIVE OFFICER | 1893827 |
| BURKE, JOHN TERRENCE | CHIEF OPERATING OFFICER | 2116593 |
| DANG, STACY BINH | CHIEF COMPLIANCE OFFICER | 3143275 |
| MURPHY, THOMAS JAMES | CO-MANAGER | 857354 |
| RISINGER, COLLEEN SULLIVAN | FINOP CFO | 2812053 |
| SKWERES, DENISE PAREJKO | FINOP CFO | 5332253 |
| WARD, BARRY DANIEL | MANAGING DIRECTOR | 1584523 |
Disclosures
| Regulatory Event | 12 |
Red Flags
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