Boris E. Schneider
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Boris Eugene Schneider, who also goes by B Eugene Schneider, Gene Schneider, was a registered financial professional .
Boris is a previously registered financial professional and started their career in finance in 1988. Boris had worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 2012 - July 23, 2015
OAKBRIDGE FINANCIAL SERVICES
May 19, 2010 - September 1, 2011
OAKWOOD CAPITAL SECURITIES, INC.
January 20, 2005 - December 1, 2008
MOLONEY SECURITIES CO., INC.
March 16, 1998 - November 5, 2004
KAISER AND COMPANY
September 19, 1996 - March 27, 1998
JOHNSON RESEARCH & CAPITAL INCORPORATED
August 10, 1993 - August 19, 1996
WELLS FARGO CLEARING SERVICES, LLC
February 22, 1991 - August 2, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 9, 1990 - January 31, 1991
A. G. EDWARDS & SONS, INC.
September 30, 1989 - July 16, 1990
ADVEST, INC.
May 25, 1988 - September 30, 1989
NEWHARD, COOK & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OAKBRIDGE FINANCIAL SERVICES
CRD#: 16323 / SEC#: , 8-33729
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HUANG, JOHN CHUNEN | OWNER | 2659909 |
| STANDLEY, MICHAEL THOMAS | OWNER | |
| WINTER, KATHRYN ANN | OWNER | 4523089 |
| CLAYTON, ALAN CLIFTON | OWNER | 2407426 |
| DAVIS, GRAHAM LEWIS | OWNER | 2430102 |
| HIGGINBOTHAM, SUZANNE G | OWNER | 1443872 |
| LARSON, STEVEN ELLSWORTH | OWNER | 2422755 |
| SIEBER, DEBRA ANN | OWNER | 5636638 |
| WILSON, CHARLENE FAITH | FINOP, CCO | 1935747 |
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
