Bernard V. Carrico
Professional summary
Bernard V Carrico JR, who also goes by Bernard V Carrico, Bernard V. Carrico Jr., Bernie Carrico, is a registered financial professional currently at DCF, LLC located in Plano, Texas.
Bernard is registered as a RR (Registered Representative) and started their career in finance in 2009. Bernard has worked at 3 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bernard V Carrico JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 12, 2022 - Present
DCF, LLC
Office #1: 2500 Dallas Parkway Suite 530, Plano, TX 75093November 11, 2016 - July 19, 2022
DCF, LLC
April 24, 2013 - November 8, 2016
INDEPENDENT INVESTMENT BANKERS, CORP.
March 19, 2009 - February 14, 2013
HEXT CAPITAL PARTNERS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/19/2023)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationFINRA
Current Firm
DCF, LLC
CRD#: 149102 / SEC#: , 8-68111
Contact information
FINRA licenses (8 States and Territories)
Red Flags
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Company Information
DCF, LLC
CRD#: 149102Plano, TX 75093TRUST BUT VERIFY
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