Bernard V. Carrico
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bernard V Carrico JR, who also goes by Bernard V Carrico, Bernard V. Carrico Jr., Bernie Carrico, was a registered financial professional .
Bernard is a previously registered financial professional and started their career in finance in 2009. Bernard had worked at 3 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 12, 2022 - September 18, 2026
DCF, LLC
November 11, 2016 - July 19, 2022
DCF, LLC
April 24, 2013 - November 8, 2016
INDEPENDENT INVESTMENT BANKERS, CORP.
March 19, 2009 - February 14, 2013
HEXT CAPITAL PARTNERS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
What does exam status mean?
Series 7TO
Passed: 1/2/2023
General Securities Representative ExaminationCurrent Firm
DCF, LLC
CRD#: 149102 / SEC#: , 8-68111
Contact information
FINRA licenses (6 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
