Douglas L. Banks
Professional summary
Douglas Lee Banks JR, who also goes by Doug Banks Jr, is a registered financial professional currently at FIRST FINANCIAL SECURITIES OF AMERICA, INC. located in Georgetown, Texas.
Douglas is registered as a RR (Registered Representative) and started their career in finance in 1991. Douglas has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Douglas Lee Banks JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 15, 1995 - Present
FIRST FINANCIAL SECURITIES OF AMERICA, INC.
Office #1: 4500 Williams Drive Ste. 212-424, Georgetown, TX 78633April 2, 1991 - March 9, 1995
AMERICAN FIDELITY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/8/2004)
(8/12/2015)
(4/8/2003)
(4/8/2003)
(1/24/1996)
(10/7/2004)
Exams
FINRA
Current Firm
FIRST FINANCIAL SECURITIES OF AMERICA, INC.
CRD#: 13642 / SEC#: , 8-29565
Contact information
FINRA licenses (28 States and Territories)
Direct owners and executive officers
Red Flags
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