Anthony R. Stacy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Ray Stacy, who also goes by Tony Ray Stacy, Tony Stacy, was a registered financial advisor .
Anthony is a previously registered financial advisor and started their career in finance in 1987. Anthony had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 2013 - December 18, 2014
CERCIDIUM CAPITAL MANAGEMENT LP
December 10, 2012 - April 4, 2013
PALO VERDE CAPITAL, LLC
September 21, 2006 - December 31, 2012
PVPE, LLC
October 19, 1999 - July 16, 2009
PARAGON FINANCIAL GROUP
December 7, 1987 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
December 7, 1987 - September 20, 2000
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CERCIDIUM CAPITAL MANAGEMENT LP
CRD#: 167189 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
