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SR

Stanley M. Rushford

BLACK OAK SECURITIES
Pekin, IL 61554
Some features on this profile are disabled
CRD#: 1772296
SR

Professional summary


Stanley Mark Rushford is a registered financial professional currently at BLACK OAK SECURITIES, INC. located in Pekin, Illinois.

Stanley is registered as a RR (Registered Representative) and started their career in finance in 1988. Stanley has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Stanley Mark Rushford's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 25, 2008 - Present

BLACK OAK SECURITIES, INC.

Office #1: 340 Derby Street, Pekin, IL 61554Office #2: 707 Carroll Street, Suite C, Pawnee, IL 62558
BD
CRD#: 30889
Pekin, IL
Past

March 6, 2007 - September 8, 2008

INVESTACORP, INC.

BD
CRD#: 7684
PEKIN, IL
Past

February 17, 1988 - February 2, 2007

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
PEKIN, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(9/25/2008)
RR
Texas
(7/28/2020)

Exams


State Security Law Exam
IAR
Series 65
Date: 3/25/2002
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


BO
BLACK OAK SECURITIES, INC.
BLACK OAK SECURITIES, INC.

CRD#: 30889 / SEC#: , 8-45219

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
707 Carroll Street, Suite C, Pawnee, IL 62558
Mailing Address
707 Carroll Street, Suite C P.o. Box 590, Pawnee, IL 62558
Phone number
(217) 498-7876
Established
Illinois since 09/25/1992
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)


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Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
GROSS, DWAN NPRESIDENT & CHIEF COMPLIANCE OFFICER5985005

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BLACK OAK SECURITIES, INC.

CRD#: 30889Pekin, IL 61554

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