D L. Hodgkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
D Lee Hodgkins II, who also goes by D Lee Hodgkins, David Lee Hodgkins, Lee Hodgkins, was a registered financial professional .
D is a previously registered financial professional and started their career in finance in 1988. D had worked at 5 firms and has passed the Series 66, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 2010 - December 31, 2013
GLOBAL INVESTMENT ADVISORS, LLC
January 1, 2010 - December 31, 2013
ESSEX SECURITIES LLC
June 16, 2005 - January 1, 2010
INVESTORS CAPITAL CORP.
July 26, 2002 - June 16, 2005
EASTERN POINT ADVISORS INC.
December 6, 1999 - January 1, 2010
INVESTORS CAPITAL CORP.
January 18, 1988 - December 2, 1999
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
GLOBAL INVESTMENT ADVISORS, LLC
CRD#: 121442 / SEC#:
Contact information
Red Flags
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