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Matthew Dawson Granai

CRD# 1771641·Registered 1988 - 2024
Previously Registered: Being a previously registered professional could mean that Matthew is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Matthew Dawson Granai was a registered financial advisor. Matthew was a previously registered financial professional and started their career in finance 1988 - 2024. Matthew had worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

KESTRA ADVISORY SERVICES, LLC·CRD# 283330
RIA
South Burlington, VT
April 21, 2016 - August 12, 2024
KESTRA INVESTMENT SERVICES, LLC·CRD# 42046
RIA
South Burlington, VT
August 22, 2013 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC·CRD# 42046
BD
South Burlington, VT
July 30, 2013 - August 12, 2024
LPL FINANCIAL LLC·CRD# 6413
BD
Burlington, VT
April 10, 2012 - June 12, 2013
LPL FINANCIAL LLC·CRD# 6413
RIA
Burlington, VT
February 23, 2012 - June 12, 2013
ALLEGHENY INVESTMENTS, LTD.·CRD# 7597
BD
Pittsburgh, PA
June 11, 2001 - May 15, 2003
HORNOR, TOWNSEND & KENT, LLC·CRD# 4031
BD
Conshohocken, PA
January 5, 1998 - June 21, 2001
WALNUT STREET SECURITIES, INC.·CRD# 15840
BD
El Segundo, CA
June 1, 1996 - December 31, 1997
NORTH AMERICAN MANAGEMENT, INC.·CRD# 624
BD
Sioux Falls, SD
May 3, 1993 - June 1, 1996
METROPOLITAN LIFE INSURANCE COMPANY·CRD# 4095
BD
New York, NY
November 18, 1991 - April 21, 1993
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Springfield, MA
November 18, 1991 - April 21, 1993
VERAVEST INVESTMENTS, INC.·CRD# 3960
BD
Worcester, MA
January 22, 1990 - October 29, 1991
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
February 9, 1988 - September 12, 1989

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Current Firm

KA
KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - SEC (12/31/1998 Approved)

Contact Information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Phone Number

(844) 553-7872

# of Employees

1,359

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (9/22/2026)

Regulatory Assets Under Management

Total Number of Accounts

192,439

AUM (Assets Under Management)

$79,798,091,767

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
12/01/2025Cover PageReport
12/23/2024Cover PageReport
10/20/2023Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Name: Fixed Insurance Investment Related: Yes Address: 620 Hinesburg Road South Burlington VT 05407 Nature of Business: Insurance Position, Title or Relationship: Owner Start Date: 10/1/2013 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: Insurance needs analysis, taking applications, delivering policies/Business Name: NFP Corporate Services (NY), LLC Investment Related: Yes Address: 620 Hinesburg Road, 2nd Floor South Burlington VT 05446 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Title is Financial Advisor Start Date: 8/22/2013 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Helping people evaluate their financial needs and satisfy those needs.Business Name: Camp Hesitate, LLC Investment Related: No Address: 106 Barbara Terrace Colchester VT 05446 Nature of Business: Real Estate Position, Title or Relationship: I am member and co-manager. Start Date: 12/18/2015 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I will receive and pay bills associated with Camp using a an LLC owned checking account. I will use an LLC owned Vanguard Mutual Fund Account that long ago was funded with some money left by prior generations of Granais, to assist with camp costs as needed which over and above the annual contributions of the members. My cousin, Mary Corrigan, a the other Manager, shares authority over both of these accounts.Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - SEC (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Apr 2012About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1988About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2012About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 1988About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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