Martha S. Allman

HAUSER RETIREMENT SOLUTIONS 2 LLC

Cincinnati, OH 45236

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CRD#: 1771331

Professional summary

Martha Shanks Allman, who also goes by Martha Jo Shanks, is a registered financial advisor currently at HAUSER RETIREMENT SOLUTIONS 2 LLC located in Cincinnati, Ohio.

Martha is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Martha has worked at 4 firms and has passed the Series 63, Series 6 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Martha Jo Shanks

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martha Shanks Allman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 2, 2022 - Present

HAUSER RETIREMENT SOLUTIONS 2 LLC

Office #1: 5905 E. Galbraith Rd. Suite 9000, Cincinnati, OH 45236

RIA

CRD#: 299959

Cincinnati, OH

Past

May 3, 2021 - June 15, 2022

HAUSER RETIREMENT SOLUTIONS, LLC

RIA

CRD#: 172578

Cincinnati, OH

Past

July 13, 2007 - January 3, 2008

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

COVINGTON, KY

Past

January 12, 1990 - August 9, 1994

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

Past

March 2, 1988 - December 31, 1989

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HAUSER RETIREMENT SOLUTIONS 2 LLC

CRD#: 299959 / SEC#: 801-117147

RIA

Registered Investment Advisory firm - (8/15/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(3/14/2023)

IAR

Wyoming
(2/2/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/4/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 7/12/2007

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 11/18/1989

General Securities Representative Examination

Current Firm

HAUSER RETIREMENT SOLUTIONS 2 LLC

CRD#: 299959 / SEC#: 801-117147

RIA

Registered Investment Advisory firm - (8/15/2019 Approved)

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Contact information

Main Address

5905 E Galbraith Rd, Suite 9000, Cincinnati, OH 45236

Mailing Address

Phone number

(513) 745-9200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

HRS 2 ADV PART 2A BROCHURE 02 2025 (2/19/2025)

Regulatory assets under management

Total Number of Accounts	92
AUM (Assets Under Management)	$ 1,170,397,205

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Martha S. Allman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martha Shanks Allman's CRS (Customer Relationship Summary).

Certified licenses

Experience

HAUSER RETIREMENT SOLUTIONS, LLC

FIDELITY DISTRIBUTORS COMPANY LLC

FIDELITY DISTRIBUTORS COMPANY LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

HAUSER RETIREMENT SOLUTIONS 2 LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/4/1987

Series 6

Date: 7/12/2007

Series 7

Date: 11/18/1989

Current Firm

HAUSER RETIREMENT SOLUTIONS 2 LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HAUSER RETIREMENT SOLUTIONS 2 LLC

TRUST BUT VERIFY

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