Michael H. Jeffords
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Hamilton Jeffords, who also goes by Michael Jeffords, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1989. Michael had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 62, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 9, 2012 - April 29, 2021
KALOS MANAGEMENT
February 8, 2012 - April 29, 2021
KALOS CAPITAL, INC.
January 7, 2008 - February 8, 2012
PACIFIC WEST FINANCIAL CONSULTANTS INC
January 2, 2008 - February 8, 2012
PACIFIC WEST SECURITIES, INC.
May 13, 2003 - December 31, 2007
NEW WINDSOR CAPITAL MANAGEMENT
April 8, 1997 - December 31, 2007
CAMBRIDGE INVESTMENT RESEARCH, INC.
October 6, 1989 - April 18, 1997
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 6/29/2001
Corporate Securities Limited Representative ExaminationCurrent Firm
KALOS MANAGEMENT
CRD#: 133025 / SEC#: 801-65182
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,174 |
| AUM (Assets Under Management) | $ 128,562,434 |
Red Flags
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