Steven T. Nelson
Professional summary
Steven Thomas Nelson, CFA is a registered financial advisor currently at FAITH INVESTOR SERVICES located in Scottsdale, Arizona.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Steven has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Steven Thomas Nelson's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 15, 2023 - Present
FAITH INVESTOR SERVICES
Office #1: 7328 East Deer Valley Road Suite 105, Scottsdale, AZ 85255March 10, 2011 - December 31, 2015
FOOTHILL SECURITIES, INC.
August 27, 2008 - January 2, 2026
CAPITAL INSIGHT PARTNERS, LLC
August 15, 2008 - March 4, 2011
PURSHE KAPLAN STERLING INVESTMENTS
August 27, 2004 - August 20, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 16, 2004 - August 20, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
FAITH INVESTOR SERVICES
CRD#: 313337 / SEC#: 801-121223
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/4/2023)
(9/19/2023)
(9/15/2023)
Exams
Current Firm
FAITH INVESTOR SERVICES
CRD#: 313337 / SEC#: 801-121223
Contact information
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 551 |
| AUM (Assets Under Management) | $ 196,790,672 |
Red Flags
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