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Steven T. Nelson
CAPITAL INSIGHT PARTNERS
Scottsdale, AZ 85255
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CRD#: 1770674
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Professional summary
Steven Thomas Nelson, CFA is a registered financial advisor currently at CAPITAL INSIGHT PARTNERS, LLC located in Scottsdale, Arizona and FAITH INVESTOR SERVICES located in Scottsdale, Arizona.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Steven has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)BLACK CAT, LLC; SCOTTSDALE, AZ; REAL ESTATE OWNER OF COMMERCIAL PROPERTY; NON-INVESTMENT RELATED; OWNER; START DATE 04/01/2008; 1 HOUR PER MONTH; O HOURS DURING TRADING; COLLECT RENT, PAY TAXES. 2)VETERINARY CREATIVE, LLC; SCOTTSDALE, AZ; WIFE'S BUSINESS- SPEAKING, AUTHOR, VETERINARIAN OTHER; NON-INVESTMENT RELATED; MANAGER, START DATE 01/01/2007; 1 HOUR PER MONTH; 0 HOURS DURING TRADING 3)OUTSIDE LIFE INSURANCE; SCOTTSDALE, AZ; INSURANCE SALES; NON-INVESTMENT RELATED; AGENT; START DATE 11/18/2012; 1 HOUR PER MONTH; 1 HOUR DURING TRADING; LIFE INSURANCE AGENT IE NON-VAIRABLE LIFE INSURANCE. 4)CAPITAL INSIGHT PARTNERS, LLC; SCOTTSDALE, AZ; OWNER OF REGISTERED INVESTMENT ADVISOR "RIA"; INVESTMENT RELATED; OWNER/IAR; START DATE 08/15/2008; 40 HOURS PER MONTH; 40 HOURS DURING TRADING I AM THE CEO OF THIS RIA AND THE LEAD PORTFOLIO & RELATIONSHIP MANAGER. 5.) FAITH INVESTOR SERVICES; INVESTMENT RELATED; 4/2023 CHAIRMAN/9/2023 IAR;8080 N CENTRAL EXPRESSWAY, STE 1700 DALLAS, TX, 75204; START 04/10/2023; 5 HRS/MONTH DURING TRADING HOURS; ACTIVITIES INCLUDE VIRTUAL AND IN PERSON MEETINGS TO OFFER ADVICE TO COMPANY AND MAKE INTRODUCTIONS TO PEOPLE HELPFUL TO THE FIRM. 6.) PLATFORM VENTURE STUDIO; VIRTUAL INCUBATOR TO START-UP COMPANIES; NON-INVESTMENT RELATED; GUILD MEMBER; START DATE 06/01/2021; 1-5 HOURS/MONTH; 0 HRS DURING TRADING; OFFER ADVICE TO START-UP COMPANIES.
CRS (Client Relationship Summary) - RIA
Click below to view Steven Thomas Nelson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 27, 2008 - Present
CAPITAL INSIGHT PARTNERS, LLC
Office #1: 7328 East Deer Valley Road Suite 105, Scottsdale, AZ 85255RIA
CRD#: 147165
Scottsdale, AZ
Current
September 15, 2023 - Present
FAITH INVESTOR SERVICES
Office #1: 7328 East Deer Valley Road Suite 105, Scottsdale, AZ 85255RIA
CRD#: 313337
SCOTTSDALE, AZ
Past
March 10, 2011 - December 31, 2015
FOOTHILL SECURITIES, INC.
BD
CRD#: 1027
SCOTTSDALE, AZ
Past
August 15, 2008 - March 4, 2011
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
SCOTTSDALE, AZ
Past
August 27, 2004 - August 20, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
SCOTTSDALE, AZ
Past
August 16, 2004 - August 20, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
SCOTTSDALE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAPITAL INSIGHT PARTNERS, LLC
CAPITAL INSIGHT PARTNERS, LLC
CRD#: 147165 / SEC#: 801-69421
RIA
Registered Investment Advisory firm - (7/14/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(8/27/2008)
IAR
Missouri(9/19/2023)
IAR
Texas(9/15/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CI
CAPITAL INSIGHT PARTNERS, LLC
CAPITAL INSIGHT PARTNERS, LLC
CRD#: 147165 / SEC#: 801-69421
RIA
Registered Investment Advisory firm - (7/14/2008 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7328 East Deer Valley Road Suite 105, Scottsdale, AZ 85255
Mailing Address
Phone number
(480) 295-7070
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 993 |
| AUM (Assets Under Management) | $ 829,630,377 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
