Brandt N. Amlie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brandt Nicholas Amlie was a registered financial advisor .
Brandt is a previously registered financial advisor and started their career in finance in 1987. Brandt had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 15, 2003 - December 15, 2006
WFG ADVISORS, LP
August 15, 2003 - October 12, 2009
WFG INVESTMENTS, INC.
August 13, 2001 - September 12, 2003
WELLS FARGO CLEARING SERVICES, LLC
May 11, 1998 - September 12, 2003
WELLS FARGO CLEARING SERVICES, LLC
February 7, 1995 - May 11, 1998
PRINCIPAL FINANCIAL SECURITIES,INC.
December 10, 1987 - February 1, 1995
JOHN G. KINNARD AND COMPANY, INCORPORATED
November 25, 1987 - December 3, 1987
ENGLER-BUDD & COMPANY INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WFG ADVISORS, LP
CRD#: 125073 / SEC#: 801-61945
Contact information
Documents
Red Flags
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