Richard J. Seiwell

SEIWELL ADVISORS

WEST CHESTER, PA

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CRD#: 1770496

Professional summary

Richard Joslin Seiwell is a registered financial advisor currently at SEIWELL ADVISORS, LLC located in West Chester, Pennsylvania.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Richard has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CATAWBA COLLEGE, 2300 W.INNES STREET, SALISBURY, N.C. 28144 TRUSTEE, 1986, MEMBER FINANCE COMMITTEE,MEMBER INVESTMENT COMMITTEE VOLUNTEER WORK--APPROXIMATELY 15 HOURS A MONTH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Joslin Seiwell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 13, 2003 - Present

SEIWELL ADVISORS, LLC

RIA

CRD#: 125045

WEST CHESTER, PA

Past

January 4, 1999 - December 8, 2003

FARRELL CAPITAL MANAGEMENT, INC.

RIA

CRD#: 118565

WEST CHESTER, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(3/13/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/13/1992

Uniform Investment Adviser Law Examination

Current Firm

SEIWELL ADVISORS, LLC

CRD#: 125045 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (3/13/2003 Approved)

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Contact information

Main Address

West Chester, PA

Mailing Address

Phone number

(610) 399-5177

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	14
AUM (Assets Under Management)	$ 20,238,338

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard J. Seiwell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Joslin Seiwell's CRS (Customer Relationship Summary).

Certified licenses

Experience

SEIWELL ADVISORS, LLC

FARRELL CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/13/1992

Current Firm

SEIWELL ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SEIWELL ADVISORS, LLC

TRUST BUT VERIFY

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