Carl L. Means

CU INVESTMENT SOLUTIONS

PLANO, TX 75024

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CRD#: 1770346

Professional summary

Carl Lester Means JR, who also goes by Carl L Means Jr, Carl Lester Means, is a registered financial professional currently at CU INVESTMENT SOLUTIONS LLC located in Plano, Texas.

Carl is registered as a RR (Registered Representative) and started their career in finance in 1989. Carl has worked at 14 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 55 and Series 24 exams.

Aliases

Carl L Means Jr | Carl Lester Means

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Carl Lester Means JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 22, 2026 - Present

CU INVESTMENT SOLUTIONS LLC

Office #1: 6801 Parkwood Boulevard, Plano, TX 75024

RIA

CRD#: 43753

PLANO, TX

Past

September 4, 2018 - October 17, 2025

ACADEMY SECURITIES, INC.

CRD#: 17433

Kansas City, MO

Past

October 24, 2013 - June 18, 2018

STERN BROTHERS & CO.

CRD#: 16325

KANSAS CITY, MO

Past

September 18, 2012 - August 6, 2013

D.A. DAVIDSON & CO.

CRD#: 199

KANSAS CITY, MO

Past

December 16, 2009 - December 31, 2010

BANKERS & INVESTORS CO.

CRD#: 6874

KANSAS CITY, KS

Past

April 17, 1997 - December 19, 2001

SECURITY INVESTMENT COMPANY OF KANSAS CITY

CRD#: 18783

KANSAS CITY, MO

Past

January 13, 1997 - April 2, 1997

WALDRON & CO., INC.

CRD#: 868

IRVINE, CA

Past

June 18, 1993 - November 25, 1996

COASTAL SECURITIES, INC.

CRD#: 27834

HOUSTON, TX

Past

April 23, 1993 - April 27, 1993

THOMAS GREEN SECURITIES, INC.

CRD#: 571

LOS ANGELES, CA

Past

July 23, 1992 - August 20, 1992

REYNOLDS KENDRICK STRATTON, INC.

CRD#: 10414

Past

March 27, 1992 - June 19, 1992

DEUTSCHE IXE, LLC

CRD#: 7172

NEW YORK, NY

Past

July 12, 1991 - March 13, 1992

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Past

September 4, 1990 - October 2, 1990

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

August 29, 1989 - September 4, 1990

BATEMAN EICHLER, HILL RICHARDS, INCORPORATED

CRD#: 76

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(7/22/2026)

New Jersey
(7/22/2026)

New Mexico
(7/22/2026)

Oregon
(7/22/2026)

Virginia
(7/22/2026)

Washington
(7/22/2026)

Exams

State Security Law Exam

IAR

Series 66

Date: 12/30/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/22/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/15/2009

General Securities Representative Examination

General Industry/Product Exam

Series 55

Date: 6/28/1999

Limited Representative-Equity Trader Exam

Principal/Supervisory Exam

Series 24

Date: 8/30/1999

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CU INVESTMENT SOLUTIONS LLC

CU INVESTMENT SOLUTION INC | U.S. CENTRAL CAPITAL MARKETS, INC. | CU INVESTMENT SOLUTIONS, INC. | CU INVESTMENT SOLUTIONS LLC | CU INVESTMENT SOLUTIONS INC

CRD#: 43753 / SEC#: , 8-50400

Kansas

Registered Investment Advisory firm - SEC (1/8/1998 Approved)

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

8500 W. 110th Street Suite 650, Overland Park, KS 66210

Mailing Address

8500 W. 110th Street Suite 650, Overland Park, KS 66210

Phone number

(913) 912-5240

Established

Kansas since 06/30/2011

Firm type

Limited Liability Company

Fiscal year end

September

Firm Size

Small

# of Employees

FINRA licenses (49 States and Territories)

Documents

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
ALLOYA CORPORATE FCU	OWNER
CATALYST FEDERAL CREDIT UNION	OWNER
CORPORATE AMERICA CREDIT UNION	OWNER
MILLENNIUM CORPORATE CREDIT UNION	OWNER
TRICORP FEDERAL CREDIT UNION	OWNER
VOLUNTEER CORPORATE CREDIT UNION	OWNER
BECKER, JOSHUA DAMON	CHIEF OPERATING OFFICER	5784666
JACKSON, MATTHEW DAVID	CEO/CHIEF COMPLIANCE OFFICER/MANAGING MEMBER	3251494
THOMAS, BRADFORD LOWELL	CHIEF FINANCIAL OFFICER	6180244

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Carl L. Means

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Carl Lester Means JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

ACADEMY SECURITIES, INC.

STERN BROTHERS & CO.

D.A. DAVIDSON & CO.

BANKERS & INVESTORS CO.

SECURITY INVESTMENT COMPANY OF KANSAS CITY

WALDRON & CO., INC.

COASTAL SECURITIES, INC.

THOMAS GREEN SECURITIES, INC.

REYNOLDS KENDRICK STRATTON, INC.

DEUTSCHE IXE, LLC

TD AMERITRADE, INC.

WELLS FARGO CLEARING SERVICES, LLC

BATEMAN EICHLER, HILL RICHARDS, INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 12/30/2009

Series 63

Date: 8/22/1991

SIE

Date: 10/1/2018

Series 7

Date: 12/15/2009

Series 55

Date: 6/28/1999

Series 24

Date: 8/30/1999

FINRA

Current Firm

CU INVESTMENT SOLUTIONS LLC

Contact information

FINRA licenses (49 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CU INVESTMENT SOLUTIONS LLC

TRUST BUT VERIFY

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