Kimberly J. Mcnamee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kimberly Jean Mcnamee, who also goes by Kimberly Jean Best, Kim Mcnamee, Kimberly Jean Sipes, was a registered financial professional .
Kimberly is a previously registered financial professional and started their career in finance in 2014. Kimberly had worked at 2 firms and has passed the Series 11 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 29, 2016 - November 2, 2016
1ST GLOBAL CAPITAL CORP.
September 8, 2014 - December 9, 2014
SECURITIES AMERICA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 11
Date: 9/8/2014
Assistant Representative-Order Processing Qualification ExamCurrent Firm
1ST GLOBAL CAPITAL CORP.
CRD#: 30349 / SEC#: , 8-44870
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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