William M. Hogan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Michael Hogan, who also goes by Mike Hogan, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1987. William had worked at 20 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 6, 2014 - September 20, 2016
CUREX SECURITIES (USA), LLC
October 29, 2010 - October 7, 2013
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
November 10, 2008 - December 31, 2009
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
February 29, 2008 - October 7, 2013
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
June 28, 2006 - February 25, 2008
BLACKROCK FINANCIAL MANAGEMENT, INC
February 23, 2006 - September 29, 2006
STATE STREET RESEARCH INVESTMENT SERVICES, INC.
September 28, 2004 - June 28, 2006
BLACKROCK CAPITAL MANAGEMENT, INC.
November 14, 2002 - February 25, 2008
BLACKROCK INVESTMENTS, LLC
January 15, 2002 - November 7, 2002
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
September 17, 1998 - January 25, 2002
NICHOLAS-APPLEGATE SECURITIES LLC
September 30, 1997 - September 3, 1998
MORGAN STANLEY DW INC.
July 25, 1996 - September 9, 1996
UBS CAPITAL MARKETS L.P.
February 17, 1995 - October 9, 1995
ESSEX NATIONAL SECURITIES, LLC
January 30, 1995 - February 16, 1995
DIME SECURITIES, INC.
June 28, 1994 - February 7, 1995
MARKETING ONE SECURITIES, INC.
April 22, 1991 - June 15, 1994
COMMUNITY SECURITIES OF NEW JERSEY, INC.
March 7, 1991 - July 10, 1992
COMMUNITY SECURITIES, INC.
October 5, 1989 - February 1, 1991
MARKETING ONE SECURITIES, INC.
May 11, 1989 - July 8, 1989
THOMSON MCKINNON SECURITIES INC.
October 5, 1988 - June 3, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
September 20, 1988 - October 20, 1988
HIGHLANDER CAPITAL GROUP, INC.
December 11, 1987 - September 26, 1988
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CUREX SECURITIES (USA), LLC
CRD#: 170141 / SEC#: , 8-69409
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
