Denise A. Woodham

SPRING CREEK INVESTMENTS

Montevallo, AL

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CRD#: 1769833

Professional summary

Denise Allison Woodham, who also goes by Dee Allison, Denise Allison, Dee Woodham, is a registered financial advisor currently at SPRING CREEK INVESTMENTS located in Montevallo, Alabama.

Denise is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Denise has worked at 2 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dee Allison | Denise Allison | Dee Woodham

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Denise Allison Woodham's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 27, 2009 - Present

SPRING CREEK INVESTMENTS

RIA

CRD#: 144300

Montevallo, AL

Past

January 27, 2005 - April 12, 2005

BBVA COMPASS INVESTMENT SOLUTIONS, INC

CRD#: 17086

BIRMINGHAM, AL

Past

November 25, 1987 - July 25, 1996

BBVA COMPASS INVESTMENT SOLUTIONS, INC

CRD#: 17086

BIRMINGHAM, AL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(1/27/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/11/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/21/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 9/27/1988

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 11/21/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/2/1990

General Securities Principal Examination

Current Firm

SPRING CREEK INVESTMENTS

SPRING CREEK INVESTMENTS | SPRING CREEK INVESTMENTS, LLC

CRD#: 144300 / SEC#: 801-68356

RIA

Registered Investment Advisory firm - (8/27/2009 Terminated)

Alabama

Registered Investment Advisory firm - (8/27/2009 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Montevallo, AL

Mailing Address

Phone number

(205) 835-0949

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Denise A. Woodham

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Denise Allison Woodham's CRS (Customer Relationship Summary).

Certified licenses

Experience

SPRING CREEK INVESTMENTS

BBVA COMPASS INVESTMENT SOLUTIONS, INC

BBVA COMPASS INVESTMENT SOLUTIONS, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/11/2007

Series 63

Date: 1/21/1994

Series 3

Date: 9/27/1988

Series 7

Date: 11/21/1987

Series 24

Date: 8/2/1990

Current Firm

SPRING CREEK INVESTMENTS

Contact information

Documents

Red Flags

Company Information

SPRING CREEK INVESTMENTS

TRUST BUT VERIFY

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