Ronald B. Colangelo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Benjamin Colangelo was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1988. Ronald had worked at 17 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 2024 - May 9, 2025
AMERIPRISE FINANCIAL SERVICES, LLC
March 21, 2024 - May 9, 2025
AMERIPRISE FINANCIAL SERVICES, LLC
July 11, 2022 - December 31, 2022
ALLSTATE FINANCIAL ADVISORS, LLC
July 11, 2022 - December 31, 2022
ALLSTATE FINANCIAL SERVICES, LLC
July 30, 2021 - November 4, 2021
CETERA FINANCIAL SPECIALISTS LLC
July 29, 2021 - November 4, 2021
CETERA INVESTMENT ADVISERS LLC
December 20, 2018 - August 28, 2019
EQUITABLE ADVISORS, LLC
December 20, 2018 - August 28, 2019
EQUITABLE ADVISORS, LLC
November 4, 2010 - December 12, 2018
CETERA INVESTMENT ADVISERS LLC
November 4, 2010 - December 12, 2018
CETERA FINANCIAL SPECIALISTS LLC
August 10, 2009 - November 12, 2010
PRINCIPAL SECURITIES, INC.
December 8, 2008 - November 12, 2010
PRINCIPAL SECURITIES, INC.
April 3, 2008 - June 17, 2008
NRP ADVISORS, INC.
April 3, 2008 - June 17, 2008
NRP FINANCIAL, INC.
February 6, 2006 - March 20, 2008
STRATEGIC ADVISERS LLC
January 24, 2006 - March 20, 2008
FIDELITY BROKERAGE SERVICES LLC
September 16, 2005 - January 25, 2006
CHARLES SCHWAB & CO., INC.
September 12, 2005 - January 25, 2006
CHARLES SCHWAB & CO., INC.
November 30, 2004 - February 9, 2005
FIDELITY DISTRIBUTORS COMPANY LLC
September 8, 1994 - February 9, 2005
STRATEGIC ADVISERS LLC
June 18, 1993 - December 3, 2004
FIDELITY BROKERAGE SERVICES LLC
March 23, 1992 - June 29, 1993
IDS LIFE INSURANCE COMPANY
March 23, 1992 - June 29, 1993
AMERIPRISE FINANCIAL SERVICES, LLC
February 6, 1990 - June 20, 1990
FORESTERS FINANCIAL SERVICES, INC.
January 28, 1988 - March 22, 1988
THE STUART-JAMES COMPANY, INCORPORATED
January 19, 1988 - February 10, 1988
BLINDER, ROBINSON & CO., INC.
Primary Firm SEC Registration
AMERIPRISE FINANCIAL SERVICES, LLC
CRD#: 6363 / SEC#: 801-28543, 8-16791
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 1/12/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
AMERIPRISE FINANCIAL SERVICES, LLC
CRD#: 6363 / SEC#: 801-28543, 8-16791
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMPF HOLDING, LLC | SHAREHOLDER | |
| DOREN, MITCHELL DAVID | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | 2129844 |
| FLEMING, JOSEPH DANIEL | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 2093776 |
| MATTOX, MICHAEL SCOTT | VICE PRESIDENT - CONTROLLER, INTERIM CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER | 4383501 |
| O'CONNELL, PATRICK HUGH | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | 2246285 |
| SENNE, ANN MARIE | EXECUTIVE VICE PRESIDENT - WEALTH MANAGEMENT SOLUTIONS | 2515669 |
| SWEENEY, JOSEPH EDWARD | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | 4668713 |
| WILLIAMS, WILLIAM JERRYL | EXECUTIVE VICE PRESIDENT- AMERIPRISE FINANCIAL GROUP & AMERIPRISE ADVISOR CENTER | 1954117 |
Regulatory assets under management
| Total Number of Accounts | 2,281,153 |
| AUM (Assets Under Management) | $ 564,622,896,919 |
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 103 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/19/2025 | ||
| 09/23/2024 | ||
| 10/24/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
