Shawn A. Kramlich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shawn Arthur Kramlich was a registered financial advisor .
Shawn is a previously registered financial advisor and started their career in finance in 1987. Shawn had worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 28, 2009 - December 31, 2010
EAGLE ONE INVESTMENTS, LLC
August 28, 2009 - December 31, 2010
EAGLE ONE INVESTMENTS, LLC
June 23, 2003 - August 27, 2009
WATERSTONE FINANCIAL GROUP, INC.
December 17, 2002 - August 27, 2009
WATERSTONE FINANCIAL GROUP, INC.
June 30, 1995 - December 10, 2002
FFP ADVISORY SERVICES INC
May 18, 1995 - December 10, 2002
FFP SECURITIES, INC.
October 9, 1991 - February 24, 1995
EURO-ATLANTIC SECURITIES INC.
May 18, 1990 - September 19, 1991
TITAN/VALUE EQUITIES GROUP, INC.
August 21, 1989 - May 18, 1990
JONATHAN ALAN & CO., INC.
January 6, 1989 - September 6, 1989
GREAT LAKES EQUITIES CO.
November 25, 1987 - January 25, 1989
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EAGLE ONE INVESTMENTS, LLC
CRD#: 45254 / SEC#: , 8-51002
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KRUMBOLTZ, BRENT THOMAS | DIRECTOR | 2219848 |
| PAULSON, DAVID CLAIRE | CEO/CFO/DIRECTOR | 1430385 |
| VANDEWEERD, ALAN LEE | DIRECTOR | 829161 |
| ALEXANDER, THOMAS EUGENE | DIRECTOR | 1176667 |
| ELSE, JOHN JEFFREY | MEMBER | 1948228 |
| FARRELL, PATRICK STUART | MEMBER | 872923 |
| HAGERTY, MICHAEL CHARLES | DIRECTOR | 2053557 |
| BAGBY, DOUGLAS BLAINE | MEMBER | 1335894 |
| COLLETT, MARTY MARIE | COO | 4457693 |
| GOODWIN, MATTHEW EVERETTE | PRESIDENT/CCO | 4447880 |
Disclosures
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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