David J. Boczar
BAY COLONY ADVISORS
WESTPORT, CT 06880
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CRD#: 1769659
Professional summary
David James Boczar, CFP®, who also goes by David J Boczar, is a registered financial advisor currently at BAY COLONY ADVISORS located in Westport, Connecticut.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. David has worked at 9 firms and has passed the Series 65, Series 63, Series 86, Series 87, Series 16, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David J Boczar
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) EASTON EXCHANGE CLUB, BOARD MEMBER AND CHARITABLE FOUNDATION TREASURER, CIVIC INVOLVEMENT, CLUB RAISES FUNDS FOR CHARITIES,1-3 HR/WK. NOT INVESTMENT RELATED. 2) IN ADDITION TO FINANCIAL PLANNING, DAVID ACTS AS INSURANCE AGENT FOR FINANCIAL PLANNING IMPLEMENTATION 0-1 HR/WEEK. LIFE AND HEALTH, AND PROPERTY AND CASUALTY LICENSES. NOT INVESTMENT RELATED. 3) EASTON CT BOY SCOUTS, VOLUNTEER, TREASURER, APPROXIMATELY 1-2 HOURS PER WEEK. NOT INVESTMENT RELATED. 4) EXPERT WITNESS, WHERE APPLICABLE, 0.25 HRS PER WEEK. INVESTMENT RELATED. 5) EASTON CT SENIOR CENTER, BOARD MEMBER, VOLUNTEER, 0.5 HOURS PER MONTH. NOT INVESTMENT RELATED.
CRS (Client Relationship Summary) - RIA
Click below to view David James Boczar's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
January 10, 2022 - Present
BAY COLONY ADVISORS
Office #1: 8 Wright Street 1st Floor, Westport, CT 06880RIA
CRD#: 152583
WESTPORT, CT
Past
March 3, 2011 - December 13, 2022
EMERALD WEALTH ADVISORS
RIA
CRD#: 146836
WESTPORT, CT
Past
January 4, 2006 - April 1, 2011
WESTPORT RESOURCES MANAGEMENT INC
RIA
CRD#: 105306
WESTPORT, CT
Past
January 4, 2006 - April 1, 2011
SMH CAPITAL INVESTMENTS LLC
BD
CRD#: 24535
WESTPORT, CT
Past
June 11, 2003 - December 19, 2005
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
NORWALK, CT
Past
May 13, 2003 - December 19, 2005
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
May 13, 2003 - December 19, 2005
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
October 20, 2000 - January 31, 2002
BRYANT PARK CAPITAL SECURITIES, INC.
BD
CRD#: 20433
CONSHOHOCKEN, PA
Past
September 16, 1994 - November 29, 2001
VALUE INVESTING PARTNERS, INC.
BD
CRD#: 29737
WESTPORT, CT
Past
January 24, 1989 - August 17, 1994
NEW JAPAN SECURITIES INTERNATIONAL INC.
BD
CRD#: 3557
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BAY COLONY ADVISORS
ALLEGIANCE FINANCIAL SERVICES INC. | WINDSOR WEALTH MANAGEMENT | TEWKS WEALTH MANAGEMENT, LLC | SENTINEL ADVISORY SERVICES | PENSION & WEALTH MANAGEMENT ADVISORS | LEONARD FINANCIAL GROUP | LEGACY FINANCIAL | HAGIN INVESTMENT MANAGEMENT | GREENHAVEN FINANCIAL MANAGEMENT | GLAZIER FINANCIAL ADVISORS | ESSENTIAL ASSET MANAGEMENT, LLC | EMERALD WEALTH ADVISORS | CHRISTOPHER LEE FINANCIAL | CASTLE HILL FINANCIAL | BUSINESS BENEFITS, INC. | BAY COLONY ADVISORY GROUP, INC. | BAY COLONY ADVISORS | ASYMMETRIC CAPITAL ADVISORY
CRD#: 152583 / SEC#: 801-107792
RIA
Registered Investment Advisory firm - (5/17/2016 Approved)Connecticut
Registered Investment Advisory firm - (6/3/2016 Terminated)Florida
Registered Investment Advisory firm - (5/19/2016 Terminated)Georgia
Registered Investment Advisory firm - (12/10/2014 Terminated)North Carolina
Registered Investment Advisory firm - (6/24/2016 Terminated)Texas
Registered Investment Advisory firm - (5/19/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Connecticut(1/10/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
BC
BAY COLONY ADVISORS
ALLEGIANCE FINANCIAL SERVICES INC. | WINDSOR WEALTH MANAGEMENT | TEWKS WEALTH MANAGEMENT, LLC | SENTINEL ADVISORY SERVICES | PENSION & WEALTH MANAGEMENT ADVISORS | LEONARD FINANCIAL GROUP | LEGACY FINANCIAL | HAGIN INVESTMENT MANAGEMENT | GREENHAVEN FINANCIAL MANAGEMENT | GLAZIER FINANCIAL ADVISORS | ESSENTIAL ASSET MANAGEMENT, LLC | EMERALD WEALTH ADVISORS | CHRISTOPHER LEE FINANCIAL | CASTLE HILL FINANCIAL | BUSINESS BENEFITS, INC. | BAY COLONY ADVISORY GROUP, INC. | BAY COLONY ADVISORS | ASYMMETRIC CAPITAL ADVISORY
CRD#: 152583 / SEC#: 801-107792
RIA
Registered Investment Advisory firm - (5/17/2016 Approved)Connecticut
Registered Investment Advisory firm - (6/3/2016 Terminated)Florida
Registered Investment Advisory firm - (5/19/2016 Terminated)Georgia
Registered Investment Advisory firm - (12/10/2014 Terminated)North Carolina
Registered Investment Advisory firm - (6/24/2016 Terminated)Texas
Registered Investment Advisory firm - (5/19/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
86 Baker Avenue Extension Suite 310, Concord, MA 01742
Mailing Address
Phone number
(978) 369-7200
Established
Firm type
Fiscal year end
# of Employees
36
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,039 |
| AUM (Assets Under Management) | $ 1,263,305,046 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/06/2025 | ||
| 09/25/2024 | ||
| 10/24/2023 |
Red Flags
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Company Information
BAY COLONY ADVISORS
CRD#: 152583Westport, CT 06880TRUST BUT VERIFY
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