LB
Laura J. Bornheimer
GWN SECURITIES
Palm Beach Gardens, FL 33418
Some features on this profile are disabled
CRD#: 1769643
LB
Professional summary
Laura Jeanette Bornheimer, who also goes by Laura Jeanette Cognetti, Laura Jeanette Cognetti-bornheimer, Laura Jeanette Parton, Laura Jeanette Utendorf, is a registered financial advisor currently at GWN SECURITIES INC. located in Palm Beach Gardens, Florida.
Laura is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Laura has worked at 7 firms and has passed the Series 65, Series 66, Series 99TO, SIE, Series 7, Series 6, Series 14, Series 4, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Laura Jeanette Cognetti | Laura Jeanette Cognetti-Bornheimer | Laura Jeanette Parton | Laura Jeanette Utendorf
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BORNHEIMER FARMS LLC POSITION: Owner NATURE: Farming INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2016 ADDRESS: 20569 Marie Court, Loxahatchee FL 33470 DESCRIPTION: Owner. Orchard Farm and organic vegetables
CRS (Client Relationship Summary) - RIA
Click below to view Laura Jeanette Bornheimer's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Laura Jeanette Bornheimer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 21, 2004 - Present
GWN SECURITIES INC.
Office #1: 11440 North Jog Road, Palm Beach Gardens, FL 33418Office #2: 11400 Jog Road Suite 101, Palm Beach Gardens, FL 33418RIA
BD
CRD#: 128929
Palm Beach Gardens, FL
Current
April 13, 2004 - Present
GWN SECURITIES INC.
Office #1: 11440 North Jog Road, Palm Beach Gardens, FL 33418Office #2: 11400 Jog Road Suite 101, Palm Beach Gardens, FL 33418RIA
BD
CRD#: 128929
Palm Beach Gardens, FL
Past
June 16, 1997 - April 14, 2004
PMG ASSET MANAGEMENT INC
RIA
CRD#: 110825
WEST PALM BEACH, FL
Past
May 1, 1996 - April 2, 2004
PMG SECURITIES CORPORATION
BD
CRD#: 27107
ELGIN, IL
Past
February 8, 1996 - April 8, 1996
JOSEPH ROBERTS & CO., INC.
BD
CRD#: 15971
POMPANO BEACH, FL
Past
January 1, 1994 - January 19, 1996
LEGEND EQUITIES CORPORATION
BD
CRD#: 30999
PALM BEACH GARDENS, FL
Past
September 17, 1992 - April 18, 1996
LEGEND INVESTMENT MANAGEMENT INC.
BD
CRD#: 14454
PALM BEACH GARDENS, FL
Past
September 7, 1989 - January 1, 1994
LEGEND CAPITAL CORPORATION
BD
CRD#: 4149
PALM BEACH GARDENS, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/3/2006)
RR
Alaska(1/3/2006)
RR
Colorado(1/3/2006)
RR
Connecticut(8/25/2004)
RR
Delaware(1/3/2006)
RR
District of Columbia(1/3/2006)
RR
Florida(4/13/2004)
IAR
Florida(4/21/2004)
RR
Hawaii(1/3/2006)
RR
Idaho(1/3/2006)
RR
Illinois(1/3/2006)
RR
Indiana(1/7/2005)
RR
Louisiana(1/3/2006)
RR
Maine(1/3/2006)
RR
Maryland(1/3/2006)
RR
Massachusetts(6/10/2013)
RR
Minnesota(1/3/2006)
RR
Missouri(1/3/2006)
RR
Montana(1/3/2006)
RR
Nebraska(1/3/2006)
RR
Nevada(1/3/2006)
RR
New Hampshire(1/3/2006)
RR
New Mexico(1/3/2006)
RR
Ohio(4/23/2014)
RR
South Dakota(6/26/2006)
RR
Texas(5/2/2006)
RR
Utah(1/3/2006)
RR
Washington(1/3/2006)
RR
West Virginia(1/3/2006)
RR
Wisconsin(1/3/2006)
RR
Wyoming(1/3/2006)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2700
Established
Florida since 05/12/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
744
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
