James M. Mcmanus

EDGEWATER FINANCIAL SERVICES

Hingham, MA

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CRD#: 1769383

Professional summary

James Michael Mcmanus is a registered financial advisor currently at EDGEWATER FINANCIAL SERVICES, LLC located in Hingham, Massachusetts.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. James has worked at 3 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Co-owner of a vacation rental, Dos Casas, located at 709-711 Fleming St., Key West Florida since 2005. The business is not investment related. Approximately 8 hours per month are spent on this business, none during trading hours. Duties are primarily administrative and recordkeeping.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Michael Mcmanus's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 26, 2011 - Present

EDGEWATER FINANCIAL SERVICES, LLC

RIA

CRD#: 158311

Hingham, MA

Past

January 16, 1991 - August 17, 1995

ROYAL MACCABEES SECURITIES COMPANY

CRD#: 6704

SOUTHFIELD, MI

Past

February 26, 1988 - October 25, 1990

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(7/26/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/12/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/5/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 1/11/1990

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 11/21/1987

General Securities Representative Examination

Current Firm

EDGEWATER FINANCIAL SERVICES, LLC

EDGEWATER FINANCIAL SERVICES | EDGEWATER FINANCIAL SERVICES, LLC

CRD#: 158311 / SEC#:

Massachusetts

Registered Investment Advisory firm - (7/26/2011 Approved)

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Contact information

Main Address

Hingham, MA

Mailing Address

Phone number

(781) 740-8617

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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James M. Mcmanus

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Michael Mcmanus's CRS (Customer Relationship Summary).

Certified licenses

Experience

EDGEWATER FINANCIAL SERVICES, LLC

ROYAL MACCABEES SECURITIES COMPANY

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/12/2011

Series 63

Date: 2/5/1988

Series 3

Date: 1/11/1990

Series 7

Date: 11/21/1987

Current Firm

EDGEWATER FINANCIAL SERVICES, LLC

Contact information

Documents

Red Flags

Company Information

EDGEWATER FINANCIAL SERVICES, LLC

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