Jan R. Elcock
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jan Renee Elcock, who also goes by Jan Renee Reiff, was a registered financial professional .
Jan is a previously registered financial professional and started their career in finance in 1987. Jan had worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2022 - September 27, 2024
SAMMONS FINANCIAL NETWORK, LLC
January 3, 2017 - December 21, 2021
SAMMONS FINANCIAL NETWORK, LLC
January 25, 2002 - December 31, 2016
PARKLAND SECURITIES, LLC
June 1, 1996 - January 24, 2002
WALNUT STREET SECURITIES, INC.
November 25, 1987 - June 1, 1996
NORTH AMERICAN MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
SAMMONS FINANCIAL NETWORK, LLC
CRD#: 158538 / SEC#: , 8-68905
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
