Steven F. Mayer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Frederick Mayer was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1987. Steven had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2021 - January 2, 2025
CUSHING CAPITAL PARTNERS, LLC
October 24, 2003 - July 9, 2021
WELLS FARGO CLEARING SERVICES, LLC
October 24, 2003 - July 9, 2021
WELLS FARGO CLEARING SERVICES, LLC
July 31, 1993 - November 7, 2003
CITIGROUP GLOBAL MARKETS INC.
November 25, 1987 - July 31, 1993
LEHMAN BROTHERS INC.
Primary Firm SEC Registration
CUSHING CAPITAL PARTNERS, LLC
CRD#: 313497 / SEC#: 801-120953
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CUSHING CAPITAL PARTNERS, LLC
CRD#: 313497 / SEC#: 801-120953
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 659 |
| AUM (Assets Under Management) | $ 232,901,370 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
