Gian-carlo Laguzza
Professional summary
Gian-carlo Laguzza, who also goes by Gian Carlo Laguzza, John(gian) Laguzza, is a registered financial professional currently at CAPELLA SECURITIES LLC located in Santa Barbara, California.
Gian-carlo is registered as a RR (Registered Representative) and started their career in finance in 2005. Gian-carlo has worked at 2 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gian-carlo Laguzza's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 10, 2021 - Present
CAPELLA SECURITIES LLC
Office #1: 1117 State Street, Santa Barbara, CA 93101May 13, 2005 - October 5, 2020
BNP PARIBAS SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/10/2021)
(4/28/2023)
(6/13/2023)
(6/27/2023)
(4/28/2023)
(2/10/2021)
(6/27/2023)
(7/18/2023)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
CAPELLA SECURITIES LLC
CRD#: 174167 / SEC#: , 8-69567
Contact information
FINRA licenses (8 States and Territories)
Red Flags
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Company Information
CAPELLA SECURITIES LLC
CRD#: 174167Santa Barbara, CA 93101TRUST BUT VERIFY
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