Gian-carlo Laguzza
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gian-carlo Laguzza, who also goes by Gian Carlo Laguzza, John(gian) Laguzza, was a registered financial professional .
Gian-carlo is a previously registered financial professional and started their career in finance in 2005. Gian-carlo had worked at 2 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 2021 - April 17, 2026
CAPELLA SECURITIES LLC
May 13, 2005 - October 5, 2020
BNP PARIBAS SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
CAPELLA SECURITIES LLC
CRD#: 174167 / SEC#: , 8-69567
Contact information
FINRA licenses (7 States and Territories)
Red Flags
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