Peter A. Bocchino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Andrew Bocchino was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1987. Peter had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 7, 1993 - July 22, 1994
BARNETT INVESTMENTS, INC.
December 23, 1991 - December 21, 1992
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
May 20, 1989 - December 7, 1990
PRUDENTIAL EQUITY GROUP, LLC
September 13, 1988 - January 14, 1989
A. G. EDWARDS & SONS, INC.
May 17, 1988 - July 29, 1988
UBS FINANCIAL SERVICES INC.
November 25, 1987 - January 12, 1988
H.J. MEYERS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BARNETT INVESTMENTS, INC.
CRD#: 14897 / SEC#: , 8-31352
Contact information
Documents
Red Flags
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