Philip A. Johanson
Professional summary
Philip Andrew Johanson, who also goes by Philip A Johanson, Philip Johanson, is a registered financial advisor currently at NEXT LEVEL PRIVATE LLC located in Harrison, New York.
Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Philip has worked at 4 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Philip Andrew Johanson's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 3, 2021 - Present
NEXT LEVEL PRIVATE LLC
Office #1: 500 Mamaroneck Avenue Suite 501, Harrison, NY 10528August 21, 2019 - September 14, 2021
UBS FINANCIAL SERVICES INC.
June 22, 2019 - September 14, 2021
UBS FINANCIAL SERVICES INC.
July 23, 2013 - February 8, 2016
CITIGROUP GLOBAL MARKETS INC.
July 31, 1993 - February 8, 2016
CITIGROUP GLOBAL MARKETS INC.
November 25, 1987 - July 31, 1993
LEHMAN BROTHERS INC.
Primary Firm SEC Registration
NEXT LEVEL PRIVATE LLC
CRD#: 313247 / SEC#: 801-122122
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/3/2021)
Exams
Series 7TO
Date: 3/21/2024
General Securities Representative ExaminationCurrent Firm
NEXT LEVEL PRIVATE LLC
CRD#: 313247 / SEC#: 801-122122
Contact information
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,235 |
| AUM (Assets Under Management) | $ 1,054,765,000 |
Red Flags
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