Keven S. Hayhurst
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Keven Scott Hayhurst was a registered financial professional .
Keven is a previously registered financial professional and started their career in finance in 1987. Keven had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10, Series 9, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 2, 2011 - October 1, 2015
INDEPENDENT FINANCIAL PARTNERS
March 1, 2011 - October 20, 2015
LPL FINANCIAL LLC
October 1, 2008 - March 11, 2009
J.P. MORGAN SECURITIES LLC
October 1, 2008 - March 11, 2009
J.P. MORGAN SECURITIES LLC
September 27, 2006 - October 1, 2008
J.P. MORGAN SECURITIES INC.
July 1, 2006 - October 1, 2008
J.P. MORGAN SECURITIES INC.
March 27, 2003 - September 27, 2006
BANC ONE SECURITIES CORPORATION
March 25, 2003 - July 1, 2006
BANC ONE SECURITIES CORPORATION
December 13, 2000 - August 12, 2002
WELLS FARGO BROKERAGE SERVICES, L.L.C.
December 13, 2000 - March 27, 2003
WELLS FARGO INVESTMENTS, LLC
November 25, 1987 - December 13, 2000
WELLS FARGO BROKERAGE SERVICES, L.L.C.
Primary Firm SEC Registration
INDEPENDENT FINANCIAL PARTNERS
CRD#: 125112 / SEC#: 801-69511
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INDEPENDENT FINANCIAL PARTNERS
CRD#: 125112 / SEC#: 801-69511
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 45,782 |
| AUM (Assets Under Management) | $ 12,538,891,425 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/30/2023 | ||
| 08/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
