Rhys H. Williams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rhys Hoyle Williams, CFA was a registered financial professional .
Rhys is a previously registered financial professional and started their career in finance in 1987. Rhys had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 18, 2002 - June 13, 2019
COLUMBIA PARTNERS, L.L.C. INVESTMENT MANAGEMENT
August 10, 1988 - November 13, 1997
PRUDENTIAL EQUITY GROUP, LLC
November 25, 1987 - July 26, 1988
SCHRODER & CO. INC.
State Registrations and Notice Filings
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Exams
Current Firm
COLUMBIA PARTNERS, L.L.C. INVESTMENT MANAGEMENT
CRD#: 107855 / SEC#: 801-50156
Contact information
Red Flags
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