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RP

Robin R. Pinkham

ROBIN PINKHAM INVESTMENT ADVISORY
Fairfield, CT
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CRD#: 1768005
RP

Professional summary


Robin Remick Pinkham is a registered financial advisor currently at ROBIN PINKHAM INVESTMENT ADVISORY, LLC located in Fairfield, Connecticut.

Robin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Robin has worked at 6 firms and has passed the Series 65 and Series 63 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I AM A VOLUNTEER AT CROSBY COMMONS, AN ASSISTED LIVING FACILITY IN SHELTON, CT. THE DIRECTOR OF CC ASKED ME TO GIVE A MONTHLY TALK ON INVESTMENTS TO INTERESTED RESIDENTS.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Robin Remick Pinkham's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 19, 2009 - Present

ROBIN PINKHAM INVESTMENT ADVISORY, LLC

RIA
CRD#: 150596
Fairfield, CT
Past

May 19, 2003 - January 7, 2010

WESTPORT RESOURCES MANAGEMENT INC

RIA
CRD#: 105306
WESTPORT, CT
Past

May 19, 2003 - September 22, 2009

SMH CAPITAL INVESTMENTS LLC

BD
CRD#: 24535
FT. WORTH, TX
Past

February 22, 1995 - January 23, 2003

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
NEW YORK, NY
Past

July 31, 1993 - January 23, 2003

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

May 14, 1988 - July 31, 1993

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

April 21, 1988 - May 14, 1988

E. F. HUTTON & COMPANY INC

BD
CRD#: 235

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Connecticut
(8/19/2009)

Exams


State Security Law Exam
IAR
Series 65
Date: 9/27/1991
Uniform Investment Adviser Law Examination
State Security Law Exam

Current Firm


RP
ROBIN PINKHAM INVESTMENT ADVISORY, LLC
ROBIN PINKHAM INVESTMENT ADVISORY, LLC

CRD#: 150596 / SEC#:

Connecticut
Registered Investment Advisory firm - (8/19/2009 Approved)
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Contact information


Main Address
Fairfield, CT
Mailing Address
Phone number
(475) 282-4412
Established
Firm type
Fiscal year end
# of Employees
0

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts5
AUM (Assets Under Management)$ 500,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ROBIN PINKHAM INVESTMENT ADVISORY, LLC

CRD#: 150596Fairfield, CT

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