Robin R. Pinkham
Professional summary
Robin Remick Pinkham is a registered financial advisor currently at ROBIN PINKHAM INVESTMENT ADVISORY, LLC located in Fairfield, Connecticut.
Robin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Robin has worked at 6 firms and has passed the Series 65 and Series 63 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robin Remick Pinkham's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 19, 2009 - Present
ROBIN PINKHAM INVESTMENT ADVISORY, LLC
May 19, 2003 - January 7, 2010
WESTPORT RESOURCES MANAGEMENT INC
May 19, 2003 - September 22, 2009
SMH CAPITAL INVESTMENTS LLC
February 22, 1995 - January 23, 2003
CITIGROUP GLOBAL MARKETS INC.
July 31, 1993 - January 23, 2003
CITIGROUP GLOBAL MARKETS INC.
May 14, 1988 - July 31, 1993
LEHMAN BROTHERS INC.
April 21, 1988 - May 14, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/19/2009)
Exams
Current Firm
ROBIN PINKHAM INVESTMENT ADVISORY, LLC
CRD#: 150596 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 500,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.