Hiram N. Collazo-franceschini
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hiram Norberto Collazo-franceschini, who also goes by Hiram Norberto Collazo Jr, Hiram Norberto Collazo-francesccini Jr, Hiram Norberto Collazo-francesccini, was a registered financial professional .
Hiram is a previously registered financial professional and started their career in finance in 1997. Hiram had worked at 12 firms and has passed the Series 66, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 7, 2017 - June 12, 2020
INVESTACORP ADVISORY SERVICES INC
July 28, 2017 - June 12, 2020
INVESTACORP, INC.
November 14, 2006 - December 23, 2015
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
November 14, 2006 - December 23, 2015
UBS FINANCIAL SERVICES INC.
February 13, 2006 - October 31, 2006
R-G INVESTMENTS CORPORATION
January 17, 2006 - February 6, 2006
SANTANDER SECURITIES LLC
January 11, 2005 - January 19, 2006
R-G INVESTMENTS CORPORATION
July 14, 2004 - November 5, 2004
TRANSAMERICA FINANCIAL ADVISORS, INC.
December 4, 2003 - April 7, 2004
SIGNATOR INVESTORS, INC.
June 5, 2003 - November 21, 2003
VERAVEST INVESTMENT ADVISORS, INC.
February 7, 2003 - October 31, 2003
VERAVEST INVESTMENTS, INC.
June 14, 1999 - November 20, 2002
VERAVEST INVESTMENTS, INC.
April 3, 1998 - May 6, 1999
WALNUT STREET SECURITIES, INC.
February 5, 1997 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
February 5, 1997 - March 31, 1998
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTACORP ADVISORY SERVICES INC
CRD#: 109011 / SEC#: 801-57738
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
