Robert W. Marshall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Wade Marshall, who also goes by R Marshall, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1990. Robert had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2020 - November 8, 2022
VICTORY CAPITAL SERVICES, INC.
January 8, 2018 - July 8, 2019
USAA INVESTMENT SERVICES COMPANY
April 17, 2013 - January 8, 2018
USAA FINANCIAL PLANNING SERVICES
September 10, 2007 - July 8, 2019
USAA FINANCIAL ADVISORS, INC.
November 15, 2006 - April 18, 2013
USAA INVESTMENT SERVICES COMPANY
December 14, 1990 - December 31, 2007
USAA INVESTMENT SERVICES COMPANY
State Registrations and Notice Filings
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Exams
Current Firm
VICTORY CAPITAL SERVICES, INC.
CRD#: 37059 / SEC#: , 8-47577
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
