Olha S. Paluch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Olha Sophia Paluch, CFP®, who also goes by Olga Paslawskyj, Olha Sophia Paslawskyj, Olha Paslawskyj, was a registered financial professional .
Olha is a previously registered financial professional and started their career in finance in 1987. Olha had worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2000
Experience
August 9, 2021 - January 13, 2023
MAI CAPITAL MANAGEMENT, LLC
December 20, 2018 - December 21, 2018
PNC WEALTH MANAGEMENT LLC
December 7, 2017 - December 6, 2018
PNC WEALTH MANAGEMENT LLC
February 26, 2014 - October 4, 2017
CITY NATIONAL SECURITIES, INC.
July 6, 2009 - October 4, 2017
CITY NATIONAL SECURITIES, INC.
March 25, 2005 - July 7, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
November 1, 2004 - December 31, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 20, 2004 - July 7, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
September 17, 2002 - October 20, 2004
QUICK & REILLY, INC.
November 6, 2000 - July 25, 2002
J.P. MORGAN SECURITIES INC.
June 1, 1992 - November 8, 1996
CITICORP INVESTMENT SERVICES
June 2, 1989 - June 1, 1992
CITICORP FINANCIAL SERVICES,INC.
December 22, 1987 - February 25, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
MAI CAPITAL MANAGEMENT, LLC
CRD#: 109807 / SEC#: 801-58104
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MAI CAPITAL MANAGEMENT, LLC
CRD#: 109807 / SEC#: 801-58104
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 40,758 |
| AUM (Assets Under Management) | $ 29,630,499,856 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2024 | ||
| 01/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
