John W. Watt
Professional summary
John William Watt, who also goes by John W Watt, is a registered financial advisor currently at NORTHWEST ASSET MANAGEMENT located in Belfair, Washington.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. John has worked at 3 firms and has passed the Series 66, Series 63, Series 31, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John William Watt's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 1, 2012 - Present
NORTHWEST ASSET MANAGEMENT
November 8, 2002 - June 7, 2012
RBC CAPITAL MARKETS, LLC
November 8, 2002 - June 7, 2012
RBC CAPITAL MARKETS, LLC
August 9, 1991 - November 19, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 22, 1987 - November 19, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
NORTHWEST ASSET MANAGEMENT
CRD#: 147923 / SEC#: 801-69483
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/26/2023)
(1/29/2023)
(11/17/2016)
(6/1/2012)
Exams
Current Firm
NORTHWEST ASSET MANAGEMENT
CRD#: 147923 / SEC#: 801-69483
Contact information
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,844 |
| AUM (Assets Under Management) | $ 3,608,262,509 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
