Charles W. Keturakat
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles William Keturakat JR, who also goes by Charlie Keturakat Jr, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1988. Charles had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2014 - November 29, 2023
TEN CAPITAL WEALTH ADVISORS, LLC
May 19, 2000 - January 22, 2014
PRINCIPAL SECURITIES, INC.
May 10, 1990 - January 22, 2014
PRINCIPAL SECURITIES, INC.
January 22, 1990 - April 9, 1990
DATAPLAN SECURITIES, INC.
December 15, 1988 - January 27, 1990
SECURIAN FINANCIAL SERVICES, INC.
January 20, 1988 - October 13, 1988
DILLON SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TEN CAPITAL WEALTH ADVISORS, LLC
CRD#: 159802 / SEC#: 801-73030
Contact information
Regulatory assets under management
| Total Number of Accounts | 2,351 |
| AUM (Assets Under Management) | $ 913,068,185 |
Red Flags
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