Mark A. Lurz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Andrew Lurz was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1987. Mark had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 3, 2019 - January 16, 2020
LPF ADVISORS, LLC
January 19, 2005 - December 31, 2019
SECURITIES AMERICA ADVISORS, INC.
December 8, 2004 - December 31, 2019
SECURITIES AMERICA, INC.
March 11, 1999 - December 31, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
December 16, 1987 - December 31, 2005
IDS LIFE INSURANCE COMPANY
December 16, 1987 - December 31, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LPF ADVISORS, LLC
CRD#: 298068 / SEC#: 801-114862
Contact information
Regulatory assets under management
| Total Number of Accounts | 735 |
| AUM (Assets Under Management) | $ 277,457,947 |
Red Flags
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