Kevin J. Sakser
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin John Sakser was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1988. Kevin had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 8, 1991 - October 20, 1992
MASTERS FINANCIAL GROUP, INC.
May 16, 1991 - June 28, 1991
INTERNATIONAL COMMERCE & BROKERAGE, INC.
May 3, 1991 - August 9, 1991
PRINCETON FINANCIAL GROUP, INC.
May 30, 1990 - February 5, 1991
FINANCIAL EQUITIES RESOURCES, INC.
March 23, 1988 - June 4, 1990
J. W. GANT & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MASTERS FINANCIAL GROUP, INC.
CRD#: 25747 / SEC#: , 8-42553
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
