Peter J. Wilson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Joseph Wilson, who also goes by Peter Wilson, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1987. Peter had worked at 6 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2010 - April 24, 2012
SEAPORT GLOBAL SECURITIES LLC
December 5, 2005 - February 4, 2008
UBS SECURITIES LLC
June 7, 1999 - July 8, 2004
J.P. MORGAN SECURITIES INC.
October 1, 1997 - December 7, 1998
BANC OF AMERICA SECURITIES LLC
February 3, 1997 - October 1, 1997
MONTGOMERY SECURITIES
November 25, 1987 - February 12, 1997
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/18/2007
Limited Representative-Equity Trader ExamCurrent Firm
SEAPORT GLOBAL SECURITIES LLC
CRD#: 116270 / SEC#: , 8-53535
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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