Deanna L. Connell
Professional summary
Deanna Lynn Connell, who also goes by Deanna Lynn Duke, Deanna Duke, Deanna Lynn Prudhome, Dee Dee Prudhome, is a registered financial advisor currently at PRIVATE WEALTH ASSET MANAGEMENT located in Omaha, Nebraska.
Deanna is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Deanna has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Deanna Lynn Connell's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 9, 2021 - Present
PRIVATE WEALTH ASSET MANAGEMENT
Office #1: 1100 Capitol Avenue Suite 200, Omaha, NE 68102January 1, 2008 - September 8, 2021
WELLS FARGO CLEARING SERVICES, LLC
January 1, 2008 - September 8, 2021
WELLS FARGO CLEARING SERVICES, LLC
August 2, 2007 - January 1, 2008
A. G. EDWARDS & SONS, INC.
August 1, 2007 - January 3, 2008
A. G. EDWARDS & SONS, INC.
May 3, 2006 - August 7, 2007
WELLS FARGO CLEARING SERVICES, LLC
May 3, 2006 - August 7, 2007
WELLS FARGO CLEARING SERVICES, LLC
September 16, 2005 - April 18, 2006
A. G. EDWARDS & SONS, INC.
September 13, 1996 - April 18, 2006
A. G. EDWARDS & SONS, INC.
October 10, 1994 - September 24, 1996
KFS BD, INC.
Primary Firm SEC Registration
PRIVATE WEALTH ASSET MANAGEMENT
CRD#: 315819 / SEC#: 801-122065
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/9/2021)
Exams
Series 7TO
Date: 4/21/2024
General Securities Representative ExaminationCurrent Firm
PRIVATE WEALTH ASSET MANAGEMENT
CRD#: 315819 / SEC#: 801-122065
Contact information
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,947 |
| AUM (Assets Under Management) | $ 1,849,717,875 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/16/2025 | ||
| 12/06/2024 | ||
| 12/06/2024 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
PRIVATE WEALTH ASSET MANAGEMENT
CRD#: 315819Omaha, NE 68102TRUST BUT VERIFY
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