Carolanne M. Chavanne

PROSPERITY WEALTH PLANNING LLC

IRVINE, CA 92612

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CRD#: 1767189

Professional summary

Carolanne M Chavanne, CFP®, who also goes by Carolanne Marie Chavanne, Carolanne Marie Chavannerisdon, is a registered financial advisor currently at PROSPERITY WEALTH PLANNING LLC located in Irvine, California.

Carolanne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Carolanne has worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Life Transitions

Debt Management

Comprehensive Financial Planni...

Insurance Planning

Education Planning

Tax Planning

Social Security Planning

Employee and Employer Plan Ben...

Retirement Planning

Budgeting

Investment Planning

Are you a "fiduciary"?

Yes

Aliases

Carolanne Marie Chavanne | Carolanne Marie Chavannerisdon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carolanne M Chavanne's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1999

Experience

Current

August 9, 2021 - Present

PROSPERITY WEALTH PLANNING LLC

Office #1: 3349 Michelson Dr Suite 200-8e, Irvine, CA 92612

RIA

CRD#: 315163

IRVINE, CA

Past

March 29, 2019 - September 30, 2021

DYNAMIC

RIA

CRD#: 151367

LONG BEACH, CA

Past

May 19, 2008 - April 12, 2019

LPL FINANCIAL LLC

RIA

CRD#: 6413

TORRANCE, CA

Past

May 19, 2008 - April 12, 2019

LPL FINANCIAL LLC

CRD#: 6413

TORRANCE, CA

Past

December 12, 2007 - April 1, 2008

COMERICA SECURITIES

CRD#: 17079

COSTA MESA, CA

Past

August 23, 2005 - December 31, 2005

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

FAIRFIELD, IA

Past

December 21, 1999 - August 7, 2003

PACIFIC SELECT DISTRIBUTORS, LLC

CRD#: 4452

NEWPORT BEACH, CA

Past

August 19, 1999 - December 7, 1999

REGENCY SECURITIES, INC.

CRD#: 7846

IRVINE, CA

Past

January 31, 1997 - August 27, 1997

CAL FED INVESTMENTS

CRD#: 19631

SACRAMENTO, CA

Past

January 27, 1993 - January 31, 1997

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

August 28, 1991 - January 19, 1993

INVESCO CAPITAL MARKETS, INC.

CRD#: 6939

HOUSTON, TX

Past

September 28, 1988 - December 31, 1990

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROSPERITY WEALTH PLANNING LLC

PROSPERITY WEALTH PLANNING LLC | PROSPERITY WEALTH PLANNING, LLC

CRD#: 315163 / SEC#: 801-121807

RIA

Registered Investment Advisory firm - (7/19/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/9/2021)

IAR

Texas
(8/9/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/28/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/17/1988

General Securities Representative Examination

Current Firm

PROSPERITY WEALTH PLANNING LLC

PROSPERITY WEALTH PLANNING LLC | PROSPERITY WEALTH PLANNING, LLC

CRD#: 315163 / SEC#: 801-121807

RIA

Registered Investment Advisory firm - (7/19/2021 Approved)

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Contact information

Main Address

3349 Michelson Dr Suite 200-8e, Irvine, CA 92612

Mailing Address

Phone number

(877) 878-7860

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A- PROSPERITY WEALTH PLANNING LLC (9/10/2025)

Regulatory assets under management

Total Number of Accounts	583
AUM (Assets Under Management)	$ 216,112,863

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Carolanne M. Chavanne

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carolanne M Chavanne's CRS (Customer Relationship Summary).

Certified licenses

Experience

DYNAMIC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

COMERICA SECURITIES

CAMBRIDGE INVESTMENT RESEARCH, INC.

PACIFIC SELECT DISTRIBUTORS, LLC

REGENCY SECURITIES, INC.

CAL FED INVESTMENTS

INVEST FINANCIAL CORPORATION

INVESCO CAPITAL MARKETS, INC.

LPL FINANCIAL LLC

Primary Firm SEC Registration

PROSPERITY WEALTH PLANNING LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/28/1992

SIE

Date: 10/1/2018

Series 7

Date: 9/17/1988

Current Firm

PROSPERITY WEALTH PLANNING LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROSPERITY WEALTH PLANNING LLC

TRUST BUT VERIFY

Contact information

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