Carolanne M Chavanne
CFP®Professional Summary
Carolanne M Chavanne, CFP®, who also goes by Carolanne Marie Chavanne, Carolanne Marie Chavannerisdon, is a registered financial advisor currently at PROSPERITY WEALTH PLANNING LLC located in Irvine, California. Carolanne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Carolanne has worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Life Transitions
- Debt Management
- Comprehensive Financial Planning
- Insurance Planning
- Education Planning
- Tax Planning
- Social Security Planning
- Employee and Employer Plan Benefits
- Retirement Planning
- Budgeting
- Investment Planning
Other Aliases
Carolanne Marie Chavanne, Carolanne Marie Chavannerisdon
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Credentials
Years of Experience
38 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
PROSPERITY WEALTH PLANNING LLC | PROSPERITY WEALTH PLANNING, LLC
Contact Information
Main Address
3349 Michelson Dr Suite 200-8e, Irvine, CA 92612Phone Number
(877) 878-7860# of Employees
7SEC notice filing (4 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
621AUM (Assets Under Management)
$269,224,678Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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RS CRUM INC.
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Primary Firm SEC Registration
PROSPERITY WEALTH PLANNING LLC | PROSPERITY WEALTH PLANNING, LLC
State Registrations and Notice Filings
(8/9/2021)
(8/9/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Carolanne M Chavanne's CRS (Customer Relationship Summary).
Services Offered by Carolanne
- Life Transitions
- Debt Management
- Comprehensive Financial Planning
- Insurance Planning
- Education Planning
- Tax Planning
- Social Security Planning
- Employee and Employer Plan Benefits
- Retirement Planning
- Budgeting
- Investment Planning
Similar Advisors
RS CRUM INC.
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
FALCON WEALTH PLANNING, LLC
