Michael A. Dixon
Professional summary
Michael Alan Dixon, CFP® is a registered financial advisor currently at DIXON FINANCIAL SERVICES located in Lafayette, California.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Michael has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Alan Dixon's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1989
Experience
July 17, 1992 - Present
DIXON FINANCIAL SERVICES
September 7, 2001 - November 3, 2016
LORING WARD SECURITIES INC.
March 17, 1994 - July 11, 2001
FOOTHILL SECURITIES, INC.
November 19, 1989 - March 18, 1994
OSAIC WEALTH, INC.
October 13, 1988 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
December 22, 1987 - October 26, 1988
CINCINNATI ANALYSTS, INC.
Primary Firm SEC Registration
DIXON FINANCIAL SERVICES
CRD#: 107166 / SEC#: 801-40910
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/17/1992)
(4/29/2010)
Exams
Current Firm
DIXON FINANCIAL SERVICES
CRD#: 107166 / SEC#: 801-40910
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 318 |
| AUM (Assets Under Management) | $ 914,416,705 |
Red Flags
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