Nicholas W. Pullaro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholas William Pullaro, who also goes by Nicholas W Pullaro, Nick Pullaro, was a registered financial professional .
Nicholas is a previously registered financial professional and started their career in finance in 1988. Nicholas had worked at 3 firms and has passed the Series 65, Series 63, Series 22 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2023 - November 14, 2024
NICK PULLARO CPA & ADVISOR LLC
January 11, 2000 - September 28, 2021
PULLARO FINANCIAL SERVICES, INC.
February 3, 1988 - July 12, 1991
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
NICK PULLARO CPA & ADVISOR LLC
CRD#: 327083 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 13 |
| AUM (Assets Under Management) | $ 13,168,406 |
Red Flags
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