Daniel J. Disimile
Professional summary
Daniel Joseph Disimile, CFP®, who also goes by Daniel J Disimile, is a registered financial advisor currently at DANIEL J. DISIMILE CFP, LLC located in Thousand Oaks, California.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Daniel has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Joseph Disimile's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2006
Experience
October 1, 2009 - Present
DANIEL J. DISIMILE CFP, LLC
February 7, 2008 - June 18, 2009
BROOKSTONE SECURITIES, INC.
April 27, 2006 - June 18, 2009
BROOKSTONE SECURITIES, INC.
September 4, 2003 - August 8, 2005
GUNNALLEN FINANCIAL, INC
September 4, 2003 - August 8, 2005
GUNNALLEN FINANCIAL, INC
May 21, 2001 - August 8, 2003
EQUITABLE ADVISORS, LLC
May 15, 2001 - August 8, 2003
EQUITABLE ADVISORS, LLC
October 26, 1998 - January 19, 2001
A. G. EDWARDS & SONS, INC.
December 22, 1987 - September 18, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/1/2009)
Exams
Current Firm
DANIEL J. DISIMILE CFP, LLC
CRD#: 150923 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 105 |
| AUM (Assets Under Management) | $ 33,902,953 |
Red Flags
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