David P. Wieder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Paul Wieder, who also goes by Dave Wieder, David P Wieder, David P Wiender, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1987. David had worked at 2 firms and has passed the Series 63, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2000 - July 26, 2002
DSIL INVESTMENT SERVICES LLC
December 14, 1987 - March 4, 1998
FUNDAMENTAL SERVICE CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DSIL INVESTMENT SERVICES LLC
CRD#: 30149 / SEC#: , 8-44763
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DOMINI IMPACT INVESTMENTS LLC | PARENT (100%) | 109505 |
| LAIBLE, CAROLE MAYER | MANAGER, PRESIDENT, CEO, CFO, TREASURER, PRINCIPAL FINANCIAL OFFICER, SECRETARY, REGISTERED PRINCIPAL | 2572095 |
| TALLINI, MAURIZIO | CHIEF COMPLIANCE OFFICER, PRINCIPAL OPERATING OFFICER, CHIEF INFORMATION SECURITY OFFICER, REGISTERED PRINCIPAL | 4963915 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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