Daniel M. Techera
Professional summary
Daniel Marcelo Techera was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Daniel is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, Daniel had worked at 22 firms, which includes CARDINAL CAPITAL MANAGEMENT INC., R.K. GRACE & COMPANY, FRANKLIN ROSS INC., CAPITAL INTERNATIONAL SECURITIES GROUP INC., TRADEWAY SECURITIES GROUP INC., MERIT CAPITAL ASSOCIATES INC., BRAUER & ASSOCIATES INC., THE HAMILTON-SHEA GROUP INC., JOSEPH ROBERTS & CO. INC., COMMONWEALTH ASSOCIATES, EURO-ATLANTIC SECURITIES INC., MEYERS POLLOCK ROBBINS INC., PARAGON CAPITAL MARKETS INC., BILTMORE SECURITIES INC., INVESTACORP INC., INDEPENDENT FINANCIAL SECURITIES INC., MARKETING ONE SECURITIES INC., GKN SECURITIES CORP., CIBC WORLD MARKETS CORP., J. W. GANT & ASSOCIATES INC., KETTLER & COMPANY, INVESTORS CENTER INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2001 - November 26, 2001
CARDINAL CAPITAL MANAGEMENT, INC.
January 6, 2000 - May 3, 2001
R.K. GRACE & COMPANY
May 10, 1999 - October 11, 1999
FRANKLIN ROSS, INC.
December 4, 1998 - February 8, 1999
FRANKLIN ROSS, INC.
April 15, 1998 - July 24, 1998
CAPITAL INTERNATIONAL SECURITIES GROUP, INC.
April 7, 1998 - April 29, 1998
TRADEWAY SECURITIES GROUP, INC.
November 4, 1997 - April 9, 1998
MERIT CAPITAL ASSOCIATES, INC.
February 7, 1997 - July 17, 1997
BRAUER & ASSOCIATES, INC.
November 11, 1996 - February 3, 1997
THE HAMILTON-SHEA GROUP, INC.
July 15, 1996 - October 19, 1996
JOSEPH ROBERTS & CO., INC.
March 21, 1996 - August 3, 1996
COMMONWEALTH ASSOCIATES
May 18, 1995 - April 2, 1996
EURO-ATLANTIC SECURITIES INC.
March 13, 1995 - June 2, 1995
MEYERS POLLOCK ROBBINS, INC.
February 2, 1995 - March 20, 1995
PARAGON CAPITAL MARKETS, INC.
April 27, 1994 - December 13, 1994
BILTMORE SECURITIES, INC.
September 30, 1993 - March 11, 1994
INVESTACORP, INC.
June 30, 1993 - October 6, 1993
INDEPENDENT FINANCIAL SECURITIES, INC.
May 12, 1993 - June 30, 1993
MARKETING ONE SECURITIES, INC.
January 25, 1993 - May 10, 1993
GKN SECURITIES CORP.
October 25, 1989 - July 27, 1990
CIBC WORLD MARKETS CORP.
March 16, 1989 - April 25, 1989
J. W. GANT & ASSOCIATES, INC.
January 12, 1989 - March 30, 1989
KETTLER & COMPANY
January 2, 1989 - January 23, 1989
INVESTORS CENTER, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CARDINAL CAPITAL MANAGEMENT, INC.
CRD#: 24605 / SEC#: , 8-41272
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
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