Christopher Drabin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Drabin, who also goes by Chris Drabin, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1988. Christopher had worked at 13 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2016 - October 28, 2019
NATALLIANCE SECURITIES, LLC
February 26, 2014 - December 7, 2015
GEORGE K. BAUM & COMPANY
November 26, 2013 - February 27, 2014
ADVISORS ASSET MANAGEMENT, INC.
July 6, 2011 - September 19, 2013
DAIWA CAPITAL MARKETS AMERICA INC.
January 5, 2011 - July 5, 2011
WEDBUSH SECURITIES INC.
May 4, 2010 - December 10, 2010
ROBERT W. BAIRD & CO. INCORPORATED
September 29, 2008 - May 27, 2010
COHEN & COMPANY SECURITIES, LLC
March 2, 2007 - August 1, 2008
JEFFERIES LLC
May 11, 2004 - February 27, 2007
CANTOR FITZGERALD & CO.
April 1, 1996 - February 17, 1998
J.P. MORGAN SECURITIES INC.
February 15, 1995 - April 1, 1996
CHASE SECURITIES, INC.
December 13, 1991 - February 12, 1995
UBS FINANCIAL SERVICES INC.
May 26, 1988 - September 23, 1991
DISCOUNT CORPORATION OF NEW YORK
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATALLIANCE SECURITIES, LLC
CRD#: 39455 / SEC#: , 8-48723
Contact information
FINRA licenses (46 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATALLIANCE HOLDING COMPANY LLC | OWNER | |
| ADAMS, JASON | BOARD MEMBER | 2690575 |
| BRENNER, ANDREW SCOTT | BOARD MEMBER | 1227535 |
| BUSH, FRED COSTON | CFO/COO | 3075024 |
| CARREON, MICHELLE ELLIS | CCO | 4861485 |
| GIORDANO, MICHAEL JAMES | BOARD MEMBER | 5942248 |
| HENDRICKSON, GEORGE ALEXANDER BROWN | BOARD MEMBER | 2382347 |
| LIEPMAN, JOHN FRANCIS | BOARD MEMBER | 2037298 |
| LOERCH, SAMUEL JAMES | BOARD MEMBER | 1195328 |
| SALTER, MARK MYLES | BOARD MEMBER/CEO/PRESIDENT | 1180139 |
| TAYLOR, BRADFORD STEPHEN | BOARD MEMBER | 5751455 |
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
