Gerard K. Cappello
Professional summary
Gerard Karam Cappello, who also goes by Gerard K Cappello, is a registered financial professional currently at CAMDEN FINANCIAL SERVICES located in Los Angeles, California.
Gerard is registered as a RR (Registered Representative) and started their career in finance in 1988. Gerard has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gerard Karam Cappello's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 25, 2023 - Present
CAMDEN FINANCIAL SERVICES
Office #1: 10990 Wilshire Boulevard Suite 1200, Los Angeles, CA 90024August 10, 2017 - August 13, 2021
CAMDEN FINANCIAL SERVICES
March 4, 2014 - September 5, 2017
SGMA CAPITAL MARKETS LIMITED
September 29, 1992 - February 19, 2014
CAPPELLO CAPITAL CORP.
October 28, 1988 - November 9, 1992
EURO AMERICAN CAPITAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/25/2023)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
CAMDEN FINANCIAL SERVICES
CRD#: 19925 / SEC#: , 8-37303
Contact information
FINRA licenses (8 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| UCCIFERRI, LOUIE | PRESIDENT, FINOP, CHIEF COMPLIANCE OFFICER, AML-CO | 1156956 |
Red Flags
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