Michael L. Weisberger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Lawrence Weisberger, who also goes by Michael Weiss Weisberger, Michael Weisberger, Michael L Weiss, Michael Weiss, Mike Weiss, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1987. Michael had worked at 15 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2007 - August 12, 2008
GLEN RAUCH SECURITIES, INC.
May 9, 2005 - March 2, 2019
FRONTIER FINANCIAL ADVISORS, LLC
January 5, 2005 - January 27, 2005
MCBARRON CAPITAL LLC
June 16, 2004 - May 13, 2005
NATIONS FINANCIAL GROUP, INC.
February 11, 2003 - July 1, 2004
S.W. BACH & COMPANY
October 23, 2002 - February 27, 2003
MAXIM GROUP LLC
June 1, 1999 - October 23, 2002
HAPOALIM SECURITIES USA, INC.
April 23, 1996 - June 1, 1999
STUART, COLEMAN & CO., INC.
December 8, 1995 - May 2, 1996
WEATHERLY SECURITIES CORPORATION
July 6, 1992 - September 27, 1995
UBS FINANCIAL SERVICES INC.
May 24, 1990 - June 26, 1992
FINANCIAL SQUARE PARTNERS
December 2, 1988 - June 29, 1990
CIBC WORLD MARKETS CORP.
April 12, 1988 - December 10, 1988
OPPENHEIMER & CO. INC.
April 1, 1988 - April 12, 1988
FAHNESTOCK INTERNATIONAL INC.
January 29, 1988 - April 1, 1988
OPPENHEIMER & CO. INC.
November 25, 1987 - January 29, 1988
KUHNS BROTHERS & LAIDLAW, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GLEN RAUCH SECURITIES, INC.
CRD#: 17843 / SEC#: , 8-35820
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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